D.1.1 Scope. This Appendix establishes uniform requirements for the
preparation of DD Forms 1692 through 1692/6, Engineering Change Proposal ,
Pages 1-7. This Appendix is a mandatory part of the standard. The information
contained herein is intended for compliance.
D.1.2 Application. The provisions of this Appendix apply to all ECP
preparing activities and to proposed engineering changes for systems, CIs,
HWCIs, and CSCIs.
D.2 APPLICABLE DOCUMENTS
This section is not applicable to this Appendix.
D.3.1 Definitions used in this Appendix. For purposes
of this Appendix, the definitions contained in Section 3
of this standard shall apply.
D.4 GENERAL REQUIREMENTS
D.4.1 Use of the ECP forms. DD Forms 1692 through
1692/6 (See Figures 9a - 9g)
shall be used for the submission and processing of all class I engineering
changes. When ECP Short Form procedures are specified, only DD Form 1692 (Page
1), with applicable enclosures is required. Supplemental page(s) may be used
with the ECP forms as necessary.
D.4.2 Supporting data. In addition to the information required by this
Appendix, the ECP package shall include supporting data. (See
D.4.3 Local reproduction. Local reproduction of DD Forms 1692-1692/6 is
D.4.4 Distribution statement. The appropriate distribution markings shall
be affixed to the ECP package in accordance with the requirements of the
contract. (See MIL-STD-1806)
D.5 DETAILED REQUIREMENTS. Detailed instruction for completion of the DD
Forms 1692 through 1692/6.
D.5.1 DD Form 1692, "Engineering Change Proposal, Page
1". (See Figure 9a).
D.5.1.1 Block 1. Date. Enter the submittal date of the ECP.
D.5.1.2 Block 2. Procuring activity number. To be used by Government for
entry of internal processing number, if desire.
D.5.1.3 Block 3. DODAAC. Enter the DODAAC of the procuring
D.5.1.4 Block 4. Originator name and address. Enter the name and address of
the contractor or Government activity, submitting the ECP.
D.5.1.5 Block 5. Class of ECP. Enter I or II for the
applicable ECP as defined in 126.96.36.199.1 or 188.8.131.52
. When ECP short form procedure is specified by
the contract, the Government representative shall assign the change
D.5.1.6 Block 6. Justification code. Enter the
justification code, as defined by 184.108.40.206.2
, which is applicable to the proposed Class I engineering
change. When short form procedure is specified in the contract, the Government
representative will assign the appropriate justification code for other than
B - Interface
C - Compatibility
D - Deficiency
O - Operational or
P - Production stoppage
R - Cost Reduction
V - Value engineering
D.220.127.116.11 Value engineering ECP. When the contract contains a value
engineering clause, each value engineering ECP shall be identified both by the
"V" in Block 6 and by the entry of the following notation at the top of Page 1
of the ECP form: "VALUE ENGINEERING CHANGE PURSUANT TO CONTRACT
D.5.1.7 Block-7. Priority. The contractor shall recommend a priority to the
Government and enter an "E", "U", or "R" (Emergency, Urgent or Routine) as
defined in 18.104.22.168.4. When short form procedure is specified by contract, the
Government representative will assign the appropriate justification
D.5.1.8 Block 8. ECP designation.
D.22.214.171.124 Block 8a. Model/Type. Enter model or type designation of the CI
for which this proposal is being filled out. For CSCIs, enter the CSCI
D.126.96.36.199 Block 8b. CAGE code. Enter the CAGE code as shown in Defense
Logistic Agency (DLA) Cataloging Handbook H4/H8 for the activity originating
D.188.8.131.52 Block 8c. System designation. The system or top-level CI
designation or nomenclature assigned by the Government shall be entered, if
D.184.108.40.206 Block 8d. ECP number. Once an ECP number is assigned to the first
submission of a change proposal, that number shall be retained for all
subsequent submissions of that change proposal. One of the following methods
of assigning ECP numbers may be used unless otherwise stated in the
a. ECP numbers shall run consecutively commencing with number 1, for each
CAGE Code identified activity, or ECP numbers may be assigned in a separate
series for each system that the contractor is producing.
b. When an ECP is split into a basic ECP and related ECPs, the basic ECP
shall be identified with the number prescribed above and each related ECP
shall be identified by the basic number plus a separate dash number. The
number of characters in the ECP number, dash number, type, and revision
identification shall not exceed 15.
c. Other systems may be used provided the ECP number is unique for any CAGE
Code identified activity, and the 15 character limitation in paragraph (2)
above is not exceeded.
D.220.127.116.11 Block 8e. Type. Enter either a "P" for
preliminary, or "F" for formal. (See 18.104.22.168.3
D.22.214.171.124 Block 8f. Revision. If an ECP is being
revised, enter the proper identification of the revision, i.e., R1 for the
first revision; R.. for subsequent revisions. (The date submitted shall be the
date of the revised ECP.) (See
D.5.1.9 Block 9. Baseline affected. Place an "X" in the
box(es) according to the baseline(s) affected.
D.5.1.10 Block 10. Other systems/configuration items affected. Enter an "X"
in the "yes" or "no" box, as applicable, to indicate whether there is an
effect on other systems or CIs which will require the submittal of related
Class I ECPs. Supply details in Blocks 28 and 30.
D.5.1.11 Block 11. Specifications affected. If specifications cited in the
contract are affected by the ECP, their identity by the CAGE code of the
design activity, document number, revision letter, and the SCN (or NOR) number
of the SCN (or NOR) being submitted with the ECP, shall be entered.
D.5.1.12 Block 12. Drawings affected. Enter the indicated information for
all drawings affected by the ECP. The CAGE code to be entered is that of the
design activity whose number is assigned to the listed drawing(s). If more
than three drawings are affected, enter the information required in the first
line for the top-level drawing affected by the ECP and make direct reference
on the second line to the enclosure and paragraph containing the list of all
the affected drawings.
D.5.1.13 Block 13. Title of change. Enter a brief title to identify the
component or system affected by the ECP. Do not include the purpose or
description which are to be entered in Block 16. For example: F-18 Aircraft
Air Turbine Start Connector Backshell Replacement; AN/AYK-14(v)
CP-1502/CP-1503 Reconfiguration to CP-1799; (CSCI name) Block Update.
D.5.1.14 Block 14. Contract number(s) and line item(s). Enter the number(s)
of all currently active contract(s), and the affected contract line item
number(s), at the originating CAGE-coded activity that are affected by the
engineering change. If more contracts are affected than can be fit in the
block, make reference to the enclosure and paragraph where this information is
provided. In the case of a Government-prepared change, the task number under
which the ECP will be funded and implemented shall be provided in this
D.5.1.15 Block 15. Procuring contracting officer. Enter the procuring
contracting officer's name, code and telephone number applicable to the CI
shown in Block 16.
D.5.1.16 Block 16. Configuration item nomenclature. Enter the Government
assigned name and type designation, CSCI name and number if applicable, or
authorized name and number of the CI(s) affected by the ECP.
D.5.1.17 Block 17. In production. The "yes" box shall be marked if
deliveries have not been completed on the contract(s). The "no" box shall be
marked if the deliveries have been completed. This block is not always
applicable to software. If not applicable, so indicate.
D.5.1.18 Block 18. All lower level items affected.
a. For hardware, an appropriate, complete descriptive name of the part(s)
shall be given here without resorting to such terms as "Numerous bits and
pieces". The number(s) of the part(s) shall also be entered. Additionally,
applicable NSNs shall be entered. An attached list may be used when
b. For CSCI's, enter the name and identifier of each lower level CI and
computer software unit affected.
D.5.1.19 Block 19. Description of change. The description of the proposed
change shall include the purpose and shall be given in sufficient detail to
adequately describe what is to be accomplished. It shall be phrased in
definitive language such that, if it is repeated in the contractual document
authorizing the change, it will provide the authorization desired. A
description as to which part of the item or system is being changed shall be
provided. Supplemental drawings and sketches shall be provided to the extent
necessary to clearly portray the proposed change. If the proposed change is an
interim solution, it shall be so stated. If additional space is needed, use
continuation pages for details but provide an overview in this block.
Information should be included as to whether the revision is a resubmittal,
replacing the existing ECP in its entirety, or provides change pages to the
D.5.1.20 Block 20. Need for change. Enter an explanation of the need for
the change to include specifically identifying the benefit of the change to
the Government. The nature of the defect, failure, incident, malfunction, etc.
substantiating the need for the change-shall be described in detail. Full
utilization shall be made of available failure data. If a new capability is to
be provided, improvements in range, speed, performance, endurance, striking
power, defensive or offensive capabilities, etc. shall be described in
quantitative terms. Correspondence establishing requirements for the change
and any testing accomplished prior to the submission shall be identified and
summarized. If the ECP is needed to correct maintenance/ logistics problems,
that fact will be included with sufficient detail to identify the issues. If
the ECP is being submitted as a response to a request for ECP or Government
direction, cite that authority herein. Additional pages may be added as
D.5.1.21 Block 21. Production effectivity by serial number.
a. For hardware, enter the contractor's estimated production effectivity
point for the production items including serial number, or other item
identification (e.g., block or lot number) as approved by the Government. In
determining the effectivity point for the proposed change, the contractor
shall consider, in addition to the time factors, the availability of all
support elements affected and the most economical point of introduction
consistent with all the salient factors involved. The earliest production
incorporation is not necessarily the singular or most important factor in the
establishment of a proposed change effectivity point. The effectivity point
will be based on concurrent availability of all logistics support elements and
materials affected by the change to the item.
b. For CSCI's, identify the CSCI version number into which the change will
be incorporated. Where applicable, the effectivity of the end item CI and
vehicle (aircraft, tank, ship, etc.) into which the capability represented by
the new version of the software is proposed to be incorporated, shall also be
provided. If the impact of the ECP merits the release of a new software
version, Block 21 of the ECP submittal shall include a recommendation to this
effect. Serial numbers may be used in lieu of version numbers if approved by
D.5.1.22 Block 22. Effect on production delivery schedule. State the
estimated delivery schedule of items incorporating the change, either in terms
of days after contractual approval, or by specific dates contingent upon
contractual approval by a specified date. If there will be no effect on the
delivery schedule, so state. For a complex ECP, or for related ECPs, this
delivery date will be repeated on the milestone chart together with the
schedule for other interrelated actions.
D.5.1.23 Block 23. Retrofit.
D.126.96.36.199 Block 23a. Recommended item effectivity. When the contractor
recommends that the engineering change be accomplished in accepted items by
retrofit (see Block 43), the quantities and serial (or lot) numbers of
accepted items in which the change will be incorporated by retrofit shall be
entered in Block 23a, or in a referenced enclosure. Such statement regarding
items currently in production shall be based upon the estimated approval date
of the ECP.